Experience
Makes all the difference
I joined UBS Financial Services in 2009. I currently hold the title of Account Vice President, Financial Advisor, Portfolio Manager. Prior to that, I worked at Citi Smith Barney where I served as the Administrative Manager for 13 years. I earned the title of Assistant Vice President, and Financial Planning Associate. I hold Series 7, 9, 10, 31, 63, 65 and I am insurance licensed. My team focus is on Mutual Funds, Marketing, and Compliance. I went to California State University East Bay where I earned my BS and MS degrees. I am active in community service clubs and actively support environmental causes, preservation of wildlife and animal welfare groups.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Financial Advisor Advisory & Brokerage Services |
Walnut Creek CA |
April 2009 - Present |
Citi Smith Barney |
Assistant Vice President - Administrative Manager - Financial Planning Associate |
Menlo Park, CA |
May 1996 - April 2009 |
Education
- BS California State University East Bay
- MS California State University East Bay
Licenses
- Series 7, 9 10, 63, 65, 31
- Insurance Life & Annuity CA, ID, NV, OR #0G26390
Registered States:
AK, AL, AZ, CA, CO, CT, FL, HI, IA, ID, IL, IN, KS, MA, MD, MI, MN, MS, NC, NJ, NM, NV, NY, OK, OR, PA, SC, TX, VA, WA, WY