Joel has over 15 years of experience working in private wealth management.  Prior to joining UBS, he worked with Mr. O'Callaghan in the Private Banking Division at Credit Suisse.  Joel acts as the teams COO.  He is fully registered and experienced in equity and fixed income trading, structured securities, margin, and asset allocation.  He closely follows the firm's research and is very aware of how that research relates to our client's security holdings.  He earned his BA in Business Management from Pace University, Lubin School of Business in New York City. He is a Certified Financial Planner.

Registered States:
CA, CT, DC, FL, IL, IN, MA, MD, ME, MI, MN, NC, NJ, NY, OH, PA, TX, VA, VT

William has been in the business for 15 years  and moved to UBS with his previous team from Lehman Brothers. Shortly after moving to UBS, he joined the Branch Service Associate team within UBS Private Wealth Management. William joined Tony and Joel's team in April 2016. He brings to the team his considerable operations and client service experience from his previous positions as an Operations Analyst in the Retail Client Margin Department at Lehman Brothers and as a Branch Service Associate within UBS Private Wealth Management. He is a graduate of the University of Miami, with a degree in finance and a minor in accounting. He received his MBA  from the University of Miami in August, 2019.

Registered States:
AZ, CA, CT, DC, FL, IL, IN, MA, MD, ME, MI, MN, NC, NJ, NY, OH, PA, TX, VA, VT