Knowledge, experience, leadership And the confidence to pursue your goals
I have been an investment professional for over 3 decades and have helped my clients plan and manage their investments and financial liabilities. UBS and I have guided them through numerous financial and geopolitical crises.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
First Vice President - Investments |
200 Park Avenue |
- Present |
Stamford Capital |
Senior Fixed Income Portfolio Manager |
345 Madison Avenue |
- |
Gabriele Hueglin and Cashman |
Manager, Municipal Trading Departmet |
80 Wall Street |
- |
Accomplishments
- First Vice President - Investments at UBS predecessor firms, PaineWebber and Kidder Peabody since 1991
Education
- B.A., Princeton University, 1977
Licenses
- Series 3, National Commodities Futures
- Series 7, General Securities Representative
- Series 52, 53, Municipal Securities Representative and Principal
- Series 65, Investment Advisor Representative
- State of New York, Life and Health Insurance Licensed
Registered States:
CA, CT, DC, FL, GA, KS, MD, ME, NC, NJ, NM, NY, OK, PA, RI, SC, TX, VA, VT, WA