Mike began his investment career in 1973 after four years in finance at Westinghouse. He spent fourteen years with E.F. Hutton, where he opened and managed the Kenwood branch. The remainder of his career has been spent with UBS. During his career, he graduated from the Securities Industry Institute at the Wharton School and has served as Regional Options Coordinator at EF Hutton. He has also been a Portfolio Manager since 1980.

Mike has been involved in community adult education and Montgomery Zoning. He is the past president of the Sycamore Athletic Club Commission, serving youth sports and Moeller education.

Mike and his wife Sue live in Bellevue, KY and have enjoyed motorcycling, golfing, grandchildren and traveling.

Licenses: 3, 4, 5, 7, 8, 24, 63, 65, Life/Health, CIMA®

Mike joined UBS in 2002 after leading the e-business consulting group at Arthur Andersen and other entrepreneurial ventures in Columbus, Ohio and Milwaukee, Wisconsin.

Mike is a Certified Exit Planning Advisor (CEPA®) where he works with business owners as they grow and eventually transition their businesses.

As a Certified Financial Planner (CFP®) Mike works directly with families to implement multi-generational plans with customized investment, borrowing and risk management strategies.

Mike is a part of the UBS Hyzdu Wealth Management Group which currently manages portfolios for over 100 Captive Insurance Companies.  The goal for these portfolios is to achieve growth while maintaining stability and liquidity to pay claims and expenses.  The group considers liquidity needs, domicile requirements, Captive Manager preferences and growth objectives in the portfolio construction. 

Mike spoke at the Matheson Architecture, Engineering, Construction Capital Strategies and M&A Forum as well as "Managing Captive Assets to Minimize Risk While Providing Income, Liquidity & Growth" at the CICA Conference.

Current and former community work includes; Junior Achievement, Moeller High School Alumni Board, Church Youth Group Leader, HOBY, Miami University Football Alumni Board, Dublin Youth Football League and the Ohio Captive Insurance Association.

His personal interests include working out, racquetball, yoga, and participating in a weekly bible study with six of his closest friends.  Mike is also the Chapel Leader for the Columbus Clippers (Cleveland Indians AAA) baseball team.

Mike and Nicole have been married for 27 years, have two adult children (Nathan and Madison) and reside in Dublin, Ohio.

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WI

Tyler started his career with UBS in 2011. Tyler provides pre and post sale financial planning to business owners and manages the assets of captive insurance companies.

As a Certified Exit Planning Advisor, Tyler is committed to educating business owners on all exit strategies and helping them fully understand the pros and cons of each option.  Tyler works with his clients well in advance of the potential transition in order to help them and their families get the most out of the sale. He constructs tailored comprehensive cash flow plans modeling out cash flows from business entities, real estate and trusts while illustrating different tax and advanced estate strategies.

In addition, Tyler helps captive insurers manager their assets for income, liquidity and preservation taking into account anticipated losses, operating expenses and capital requirements.

Within the team's investment committee, Tyler's focus is on non-traditional assets including Private Equity, Real Estate, Opportunistic Credit and Hedge Funds.

Tyler is head of the Alumni Board at Covington Catholic High School and is actively involved in Junior Achievement and St. Elizabeth Healthcare. 

Tyler enjoys working out, cooking, yoga and golf.  His wife Julia and he live in OTR in downtown Cincinnati.

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WI

Mike started his career at UBS in 2008 after graduating with a degree in Finance and Management from the University of Kentucky. In his time with UBS Mike has achieved the Certified Financial Planner™ (CFP®) designation and graduated with an MBA from Xavier University.   After passing Level I, he is currently working on Level II of the Chartered Financial Analyst (CFA) curriculum.  

Mike volunteers his time as a Board Member of CASA for Kids Northern Kentucky.

Mike and his wife, Maggie, have one son, Michael IV (Mac) and live in the Mount Lookout neighborhood of Cincinnati. 

Registered States:
AZ, CA, CO, DE, FL, IL, IN, KY, MA, MD, MI, MN, NC, NJ, NY, OH, PA, SC, TN, TX, VT, WI

Brent joined UBS in 2020 after spending seven years with Fidelity Investments, working with individual clients to build personal wealth plans.  After joining Fidelity in 2013, Brent obtained his series 7, 63 and 66 licenses as well as his CFP®.

In addition to his time at Fidelity, Brent spent several years leading the Financial Planning Association's young professional network in Southwest Ohio. 

Brent has a strong passion for personal wealth planning and enjoys building meaningful relationships with families to help them develop thoughtful long term strategies around their spending and wealth.  

Brent's personal interests include fishing, biking, canoeing, and taking trips to Atlanta where his Dad and younger siblings live.  Brent and his wife, Megan, have been married since 2018.  They have a daughter, Ellie, born in December of 2019. 

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MI, MN, MT, NC, NH, NJ, NV, NY, OH, PA, RI, SC, TN, TX, VA, VT, WI

Megan began her career at UBS Financial Services in June of 2014 after graduating from Miami University where she earned her Bachelor's degree in Finance.  Megan provides our clients with operational and administrative support on a day-to-day basis. She holds her Series 7 and Series 66 licenses.

Outside of work, Megan enjoys playing volleyball, being outdoors and spending time with friends and family.  Megan and her husband Josh live in West Chester, Ohio with their son Weston.

Registered States:
AZ, CA, CO, DE, FL, IL, IN, KY, MI, MN, NC, NJ, NY, OH, PA, SC, TX, VT, WI

Ashley joined UBS in July of 2017. Prior to joining the Hyzdu Wealth Management Group, Ashley was Branch Manager and Retail Officer of a local bank for 7 years and has 10 years of experience in the financial industry. She helps manage client service, operational needs and provides administrative support.

Outside of work, Ashley enjoys RV traveling, boating, fitness, sports and the outdoors.  She also enjoys volunteering with the Juvenile Diabetes Research Foundation.

Ashley lives in Union, Kentucky with her husband Chris and daughter Whitney.