An industry veteran since 1982, Mark has been with the same firm his entire career;  Kidder Peabody and by acquisition PaineWebber and UBS Financial Services Inc.  He has vast expertise in many areas of Wealth Management and looks to provide clients with customized wealth management advice and  personalized service.  Mark has extensive experience in providing solutions such as asset allocation, manager selection, individualized fixed income portfolios and alternative investments. He also focuses on estate planning and liability management.

Professional Experience

• UBS Financial Services Inc.  - Senior Vice President - Investments

Accomplishments

• Corporate Stock Benefit Consultant, UBS Financial Services Inc.
• Forbes Best-In-State Wealth Advisors, 2018
• Financial Times Top 400 Advisors, 2014

Education

• B.A. Economics Boston College

Licenses

• Series 3, National Commodity Futures
• Series 7, General Securities Representative
• Series 63, Uniform Securities Agent
• Series 65, Investment Advisor Representative

NYS Insurance Licenses

Registered States:
CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, MA, MD, ME, MI, MN, NC, NJ, NY, OR, PA, SC, TN, TX, VA, VT, WA, WI, WY

Amy has worked with private clients at our firm for 22 years, including its predecessor firm PaineWebber.  She received the CERTIFIED FINANCIAL PLANNER® designation in 2002, and is trained in personal financial planning, retirement planning, tax and estate planning strategies.  Amy works extensively with individuals to develop customized financial plans which promote total wealth management.  By understanding client goals and risk tolerance, she creates custom asset allocation models and investment recommendations based on financial objectives and risk parameters. 

Professional Experience

• UBS Financial Services Inc.  – Senior Wealth Strategy Associate

Accomplishments

• CERTIFIED FINANCIAL PLANNER® designation
• Corporate Stock Benefit Consultant, UBS Financial Services Inc.

Education

• B.A Political Science/Sociology  - State University of New York
• CERTIFIED FINANCIAL PLANNER® designation - NYU

Licenses

• Series 7, General Securities Representative
• Series 63, Uniform Securities Agent
• Series 65, Investment Advisor Representative

Registered States:
CA, CO, CT, DC, FL, ID, IL, MA, ME, MN, NC, NJ, NY, OR, PA, SC, TN, TX, WI

Laurie has over 20 years of experience in the financial services industry and just reached the 10 year milestone with UBS as a Senior Client Service Associate.

She handles all client service and administrative problem-solving with flawless precision. She is excellent at what she does, and does it with a smile.

Laurie is a Long Island native and Graduate of SUNY Stony Brook who now loves living in New York City.

Registered States:
CT, DE, FL, IL, MA, NC, NJ, NY, OH, RI, VA