Understanding the needs of institutional clients
As a seasoned team of experienced corporate retirement and institutional services consultants, we have decades of experience serving the needs of business leaders, institutional investors and plan sponsors. Because of this specialization, we have a deep understanding for your challenges.
Serving the needs of medical professionals
From our inception, we’ve been focused on the unique needs of healthcare executives, physicians and a wide range of successful businesses. We are well aware of the changes impacting the healthcare industry today and the need for your business to keep ahead of it all. That’s why our recommendations are customized to your needs, never with a cookie-cutter approach.
Our clients include doctors who not only manage busy practices but own a network of businesses, including:
- Laboratories
- Hospitals
- Dialysis centers
- Medical billing services
- Surgery centers
- Long-term care facilities
- Real estate
We understand the problems that can occur when all aspects of your life are not in alignment. Our end-to-end wealth planning process addresses the specific personal and business needs of medical professionals, including:
- Investment analysis
- Portfolio management
- Cash flow analysis
- Lending and liabilities strategies
- Retirement planning
- College savings programs
- Insurance assessment
- Succession and estate planning strategies
- Asset protection
Corporate retirement plan services
Our dedicated team works closely with defined benefit and defined contribution plan sponsors. In the complex world of retirement plans, we can help you understand your plan options so you can make the right decisions for your company and your participants.
Our full suite of services focuses on:
- Guidance to help you manage your fiduciary responsibilities
- Plan health to help you determine the need for new strategies to optimize your plan
- Retirement readiness to help your employees make more informed financial decisions
Our clients value the depth of our educational resources and commitment to plan participant education. Through our “Financial Fridays” one-on-one coaching sessions, we help educate employees on all aspects of their financial life, not just their corporate retirement plan. From savings strategies to debt management and budgeting, we offer information on wide-ranging topics to help your employees gain the confidence they need to make smart financial decisions.
Equity award services
As members of the UBS Workplace Wealth Services business, our team is well-positioned to help manage equity compensation plan administration as well as provide integrated financial guidance and a robust suite of administrative tools.
For complicated equity award packages, we understand the guidance that executives and employees need. We provide specialty services for stock option planning and execution, including:
- Stock option exercise strategies
- Single stock risk management
- Restricted stock sales,10b5-1, Section 16 planning
- Wealth transfer and philanthropic planning
Endowment and foundation consulting
We are board members and active philanthropists ourselves, so we appreciate the challenges that endowments, foundations and nonprofits face. As a leader in philanthropic consulting, we have the institutional knowledge, global resources and investment solutions to help your organization pursue its financial goals and advance your mission.
Together, we review everything from your mission and decision-making process to your investment philosophy and financial goals. Once we gain a thorough understanding of your investment objectives, we customize a plan that details how to address them.
