Doug is one of a small number of UBS Financial Advisors who earned the designation of "Wealth Advisor." As a Wealth Advisor Douglas is eminently qualified to provide highly personalized wealth management services to his clients. He is also an Investment Management Consultant focusing on retirement planning, allocation strategies, cash flow analysis, and executing estate planning strategies for individuals as well as corporations. Douglas' corporate clients include GE and Ingersoll-Rand. Douglas graduated from Villanova University in 1991.

Doug holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation and is proud to have been named to Forbes "Best-in-State Wealth Advisors" list in 2018, 2019 and 2020.

He is a supporter of No Greater Sacrifice and a mentor to military veterans transitioning from active duty to Wall Street through a program sponsored by American Corporate Partners.

In his spare time Doug also volunteers as a basketball coach for Academy of our Lady and as a baseball coach for Glen Rock Little League. He also sits on the board of the Academy of Our Lady Fathers Guild.

He currently resides in Glen Rock NJ with his wife Maureen and their four children.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Kelly holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) as well as the Certified Investment Management Analyst® (CIMA®), from the Wharton School of the University of Pennsylvania. Kelly started her career as a client service associate with our group after graduation in 2004. Today, as a Financial Advisor, Kelly creates and revises comprehensive financial plans to assist clients with pursuing their financial goals. She analyzes clients' assets, liabilities, and forecasted cash flows in relation to personal and financial goals. She also works closely with corporate executives to develop stock option exercise strategies.

Kelly is a supporter of No Greater Sacrifice and has been involved in fundraising for The Christopher Reeve Foundation. 

Kelly holds a B.A. degree in communications, a minor in Business administration from Villanova University and a MBA from Fordham.

Kelly lives in New York City with her husband and two children. She enjoys running half marathons, practicing yoga and playing tennis and golf with her husband Tom.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Patrick entered the business in 2009 during the peak of the Great Recession and leveraged this experience in his transition to UBS, where he now assists clients navigate ever-changing market landscapes. Patrick received a B.A. in economics with a minor in philosophy from Rutgers University. He currently holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) and Corporate Stock Benefit Consultant designations.

He joined UBS in 2013 and spends his time working with individuals and families to create comprehensive financial plans, while focusing on retirement planning, diversification, investment management, and cash flow analysis.

Patrick has expertise in assisting corporate executives evaluate equity compensation and the impact those awards have on their overall financial plan. He specializes in 10b5-1 trading plans, block trading, and the sale of restricted stock and stock options.

In his spare time, Patrick enjoys golfing, playing basketball, and attending Yankees games. He is a volunteer for the charity God's Love We Deliver and is a supporter of The Gillian Fund. Born and raised in New Jersey, Patrick moved to Manhattan where he resides with his wife, Kate.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY