For more than 30 years, Rick has been earning the trust of his clients with a unified approach to wealth management. As the senior member of the Exit Planning and Wealth Consulting Group, he serves primarily high net worth individuals and families through comprehensive wealth planning and asset allocation strategies.

Registered States:
AL, AR, CA, CO, FL, GA, HI, IL, KY, LA, ME, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA

Ben has been recognized as an industry leader

• Forbes Best-In-State Wealth Advisor, 2020 & 2021
• Top 35 Under 35, 2013

Registered States:
AL, AR, AZ, CA, CO, FL, GA, HI, IL, KY, LA, MA, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA

Travis Frayard joined the firm in 2008 and has been an asset to our team since then. He is passionate about guiding individuals to achieving their vision of financial success.  As a Portfolio Manager in the UBS Portfolio Management Program, he can manage customized investment strategies and implement proprietary model portfolios, as well as provide traditional advice and guidance to his clients. His primary responsibilities are managing portfolio allocations and monitoring performance.

Registered States:
AL, AR, AZ, CA, CO, FL, GA, HI, IL, KY, LA, ME, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA

Shawna Prejean has been an essential part of our team, since she began working with UBS in 2000. She is a financial advisor with an integrated, holistic approach priding herself on understanding her clients and relating to them on more levels than just their financial affairs. Shawna believes that great things are accomplished through sound partnerships built on trust and integrity and she works hard to exemplify these values in everything she does. She is responsible for developing in depth financial plans and wealth management strategies for clients.

• B.A. degree in Business Administration from University of Louisiana Lafayette
• FINRA registered, Series 7 & 66 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
AL, AR, AZ, CA, CO, FL, GA, HI, IL, KY, LA, MA, ME, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA

Registered States:
AL, AR, CA, CO, FL, GA, HI, KY, LA, ME, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA

Listed as a member of the top 1000 brokers by Barron's in 2009, 2010 and 2011. UBS Financial Services Inc. - Senior Vice President - Investments Lafayette, LA - August 1986 - Present Various Firms - Investment Consultant Lafayette, LA and New Orleans, LA - April 1976 - July 1986 LSU Graduate of 1974 Licenses: Series 7, General Securities Representative Series 63, Uniform Securities State Agent State of Louisiana, Life, Health, and Variable Insurance

Registered States:
AL, CA, CO, FL, GA, HI, LA, MI, MS, NC, NV, NY, PA, TX, VA

Registered States:
AL, CA, CO, FL, GA, HI, LA, MI, MS, NC, NM, NV, NY, PA, TN, TX, VA

Michael Bohn is a highly experienced member of the Exit Planning and Wealth Consulting Group and has been with UBS since 2000. He believes in the importance of building lasting relationships and understands that solutions are built around the needs and financial goals of the client. Over the past 20 years, he has helped clients attain their financial goals through all market conditions. Michael's responsibilities include the design, implementation and review of client financial plans, portfolio analysis and asset allocation.

• B.A. degree in Economics from University of Notre Dame
• Masters of Business Administration from Loyola University - New Orleans
• FINRA registered, Series 7 & 66 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
AL, CA, FL, GA, LA, MS, NC, NM, NY, PA, TX

Registered States:
AL, CA, FL, GA, LA, MS, NC, NM, NY, PA, TX

Nettie has been in the financial services industry for over 30 years, engaging in various levels of operations and client facing roles. She brings a wealth of knowledge and tremendous work ethic; which is crucial to the effectiveness of our team. Skilled in unbiased listening, Nettie genuinely enjoys helping clients identify and solve problems or inefficiencies within their finances, and streamlining their financial lives to reach their personal and financial goals on both sides of the spreadsheet, so they can spend their time and energy on what they truly enjoy.

• B.S. degree in Secretarial Science from University of Louisiana Lafayette
• FINRA registered, Series 7 ,63 & 65 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
AL, CA, FL, GA, LA, MS, NC, NM, NY, PA, TX

Registered States:
AL, CA, FL, GA, LA, MS, NC, NM, NY, PA, TX

Tricia has been a part of the team since 2011 and in the industry since 2007. She is a seasoned financial service professional with a great demeanor and service approach and invaluable member of our team because of the enhanced assistance she provides. Her responsibilities include working with systems, processes and clients to create and maintain a streamlined infrastructure within our branch. Her goal is to exceed client expectations daily with the understanding that attention to detail is critically important.

• B.A. degree in Business Administration from University of Louisiana Lafayette
• FINRA registered, Series 7 & 66 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
AL, CO, LA, MI, TX, WA

Registered States:
AL, CO, LA, MI, TX, WA

Ashley has been in the finance industry since 2000 working in various roles including operations, management, as well as client facing. She assists with all administrative duties and client service needs.

• B.A. degree in Business Administration from University of Louisiana at Lafayette
• Masters of Business Administration from University of Louisiana at Lafayette
• FINRA registered, Series 7, 9, 10 & 66 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
CO, LA, TX

Registered States:
CO, LA, TX

Kyli became a member of the group in 2014; however her tenure in the industry began over 12 years ago. Her primary focus is on client coordination, strategic marketing, and growth opportunities for the team. Additionally, Kyli assists with administrative and operational support.

• FINRA registered, Series 7 & 66 Licensed
• Life, Health and Variable Insurance Licensed

Registered States:
AL, CO, LA, MI, TX, WA

Registered States:
AL, CO, LA, MI, TX, WA