John has been a Financial Advisor for over 25 years, is a CERTIFIED FINANCIAL PLANNER™, and is a member of the UBS Equity Plan Advisory Service (EPAS) group. He has experience overseeing equity compensation plans and 10b5-1 plans for companies and their executives. To leverage off this knowledge, John leads a team that is focused on developing and maintaining customized investment strategies for corporate executives, business owners, and affluent families. Specific to corporate executives, his team has extensive experience with corporate incentive programs including equity compensation (i.e. stock options, RSUs, etc.), and can incorporate these awards into their overall financial plans.
Registered States:
AR, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, MA, MD, ME, MI, MN, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI