For nearly 25 years, Mike has worked closely with ultra high net worth families, entrepreneurs, foundations and family offices, delivering solutions to meet their financial challenges. With a relentless focus on all that matters most to his clients, he understands that clients look to him and his team to provide a full suite of investment, planning and concierge services that align with their values, goals, and passions.  

As a Private Wealth Advisor with a specific focus on the needs of entrepreneurs and families who are navigating a liquidity event, Mike and his team use a collaborative and integrated approach to provide broad access to global resources and innovative solutions that can deliver effective outcomes.  With his deep experience handling the complex investment and generational planning concerns of families, Mike provides tactical guidance on asset allocations and risk management strategies.

His ability to understand the needs of a diverse collection of clients, especially digging deep to understand what matters most in their lives, has led to long-lasting relationships.  Mike frequently speaks at conferences on wealth management, philanthropy and capital markets topics. 

Past experience

• Spent 16 years at Morgan Stanley prior to joining UBS in 2010

Accolades

• Forbes Best-In-State Wealth Advisors, Pennsylvania, 2019, 2020

Education and credentials

• B.A., La Salle University
• Certified Investment Management Analyst® (CIMA®) designation, University of Pennsylvania, Wharton School of Business

Life

• Mike is the founder of the St. John Vianney Scholarship program, providing four-year scholarships to inner city children attending Archdiocesan high schools.
• He serves on the board of the Mission Kids Foundation, providing help to children that are abused or trafficked.
• He serves on the President's Associate Council of La Salle University and The Franklin Institute Awards' corporate committee.
• Mike loves spending time with his wife, daughter and two yellow Labs at the beach, playing sports and traveling.
• He enjoys fishing, playing squash and golf.

Registered States:
CA, CT, DE, FL, GA, IL, MA, MD, ME, MI, MO, NC, NH, NJ, NY, OH, PA, TX, VA, WV

Chris has more than 20 years of experience creating financial solutions for family offices, multigenerational families, entrepreneurs and institutional clients. Beyond overseeing investment decisions across a range of traditional and alternative strategies, he works with clients to coordinate financial planning, asset management, investment banking and lending services.

Chris is proud to work with a team of financial professionals with such high ethical standards. Focused on results and providing access to the broad, global resources of UBS, Chris takes the time to actively listen to clients so that he can fully understand what matters most to them, their families and their heirs. Chris's extensive background working with both UHNW clients and institutions has given him the experience, network and professional relationships to truly make an impact in their lives.

Past experience

• Previously worked with multifamily office Geller Advisors LLC in New York, NY, where he managed some of the firm's most important relationships, including overseeing their portfolios, taxes and family office services
• Partner and director of business development at Solaris Alternative Asset Management.
• Director of research at Papamarkou Wellner Asset Management, where he focused on market and manager research and was co-portfolio manager of the firm’s hedge fund portfolio.
• He began his career as a senior investment analyst with the investment consulting firm Cambridge Associates LLC, where he focused on university endowments, nonprofit organizations, pension plans and high net worth individuals

Education and credentials

• M.S. with honors, international logistics, SUNY Maritime College.
• Nominated to the National Leadership Society, Omicron Delta Kappa
• B.A., business management, Gettysburg College
• Certified Exit Planning Advisor® (CEPA®) and holds his Series 3, 7, 66 and SIE licenses

Life

• Chris serves in the United States Coast Guard Reserve.
• He serves on the board of directors and as treasurer for Friends of Barnstable Harbor, Barnstable, MA.
• He supports The Headstrong Project, a nonprofit working with post-9/11 veterans suffering from TBI and PTSD.
• Chris resides in Philadelphia with his artist wife, Kate, their daughter, Charlotte, and son, Theodore.
• He enjoys sailing and competing in triathlons and marathons.

Registered States:
CA, CT, DE, FL, IL, MA, MD, MO, NC, NJ, NY, PA, TX, VA

Brittany is a Senior Registered Client Service Associate, she has five years of investment experience. She started her career in private wealth at Bernstein Private Wealth Management in their New York Office as a Private Client Coordinator. Prior to joining UBS she worked for Oppenheimer & Co., Inc. as a Senior Financial Associate in their Wealth Management group where she partnered with financial advisors to manage client relationships.

Brittany leads the daily operations of the team and is responsible for providing excellent service, and enhancing the client experience. She oversees branch systems, educates clients on account services and wealth management resources, and manages client service requests to completion. She also, assists with the marketing, preparation, and delivery of reports and client documents. Brittany is a Certified Exit Planning Advisor® (CEPA®) and she holds a Series 7, SIE, 63 & 65 licenses.

Brittany graduated cum laude from West Chester University of Pennsylvania with a B.A. in Geography & Planning.

Registered States:
CA, CT, DE, FL, GA, IL, MA, MD, MO, NC, NJ, NY, PA, TX, VA

Mike most recently has worked as Wealth Planning Associate for UBS.  Mike helps develop and implement holistic financial plans for clients to have a clear course of action in achieving their goals.  Prior to joining UBS, Mike was a financial solutions advisor at Merrill Edge.  He also played two seasons of professional baseball in the Arizona Diamondbacks organization.  Mike graduated from Lehigh University with a Bachelor's of Science in Business and Economics. In addition, he holds the Series 7 and 66 licenses and the Accredited Wealth Management Advisor designation.

Registered States:
CA, CT, DE, FL, GA, IL, MA, MD, MO, NC, NJ, NY, PA, TX, VA

As a Senior Client Service Associate, MaryAnn brings decades of senior level experience covering the full suite of client administrative services and requests, including money and asset transfers, securities reconciliation, and providing year-end tax reporting supporting documents. In addition, distributing regular income to designated beneficiaries and directed individuals falls under her purview.  Maryann is fluent in issues relating to family offices, cross-border asset management and liability servicing. Maryann began her career in 1980 at Morgan Stanley.

Registered States:
GA, PA, UT