Insight grounded in experience
An industry veteran since 1992, Jason is the senior member and founder of Katz Wealth Management and a UBS Managing Director, a title reserved for a handful of business leaders around the globe.

As a Senior Portfolio Manager, Jason oversees several customized equity, exchange traded funds, and institutional mutual fund models. He also has extensive experience in selecting and monitoring top institutional money managers, hedge funds and private equity funds for clients. He holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. And, as one of UBS’s elite Private Wealth Advisors, Jason has completed comprehensive training in financial planning, asset management and wealth transfer strategies.

Credentials that build confidence
Jason has received numerous accolades from prominent publications, including Barron’s Top 100 Advisors in New York; Barron’s Top 1,200 Financial Advisors; The Financial Times 400 Top Financial Advisers; Forbes America’s Top 100 Wealth Advisors; and Forbes Best-In-State Wealth Advisors. Jason is also a frequent media contributor on a variety of subjects regarding personal wealth management, entertainment and sports wealth planning, financial markets, and portfolio strategies. He is a frequent guest speaker on CNBC, Bloomberg TV, Fox Business News, Yahoo! Finance and interviews with him have appeared in numerous print and online publications, including Bloomberg, CBS News Money Watch, Worth, The Financial Times, Investment News, MarketWatch, The New York Times, The Wall Street Journal, and The Washington Post.

From 2013 to 2015, Jason was a member of the UBS Financial Advisor Advisory Council, a select group chosen to represent the entire population of UBS Financial Advisors in order to shape the firm’s wealth management strategies. He is a UBS Pinnacle Council member, a designation reserved for the firm’s most accomplished advisors, and has completed both the UBS Wealth Management Education and Portfolio Management programs and maintains his Series 7, 31, 63 and 65 securities licenses as well as the New York State life and health insurance licenses.

Outside of UBS

Jason received his B.A. in finance from Boston University. He lives on Long Island with his wife, Amy, and their three children: Brittney, Amanda and Benjamin. Jason is an avid golfer, tennis player and swimmer who has completed multiple triathlons. He is also an active leader in his community as the JCC Special Needs Basketball Clinic Chairman, Roslyn Travel and Booster Basketball Head Coach, American Corporate Partners Veteran Mentor and a member of the Roslyn JCC Sports Advisory Council.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY

Insight grounded in experience
Alex has been a key member of Katz Wealth Management for nearly two decades, overseeing all of the team’s fixed income strategies and lending solutions. He works closely with clients to manage their bond portfolios, utilizing municipal, government and corporate fixed income as well as short-term cash alternatives. In addition, Alex advises clients on UBS borrowing capabilities, such as securities-backed lines of credit. Lastly, he focuses on corporate and executive services, helping those who must comply with Rule 144, restricted stock/options and 10b5-1 requirements.

Credentials that build confidence
Alex is a CERTIFIED FINANCIAL PLANNER™ professional and is trained in personal financial planning, retirement planning and estate planning strategies. He also holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. Alex maintains his Certified Exit Planning Advisor® designation, along with his Series 7, 31, 63, 66 and New York State life and health insurance licenses. He received his B.A. in business from Adelphi University

Outside of UBS
Alex enjoys spending time with his family—his wife, Michelle, and their three children, Alexander, Christopher and Elizabeth. He is an active participant in the UBS Community Affairs & Corporate Responsibility program and enjoys tennis, music and spending time with his family.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Evan has served in a variety of roles since joining Katz Wealth Management in 2004. Today he partners with Jason on the essential area of client outreach. Together they proactively contact clients to review portfolio strategy, account performance, and market updates. Evan also collaborates with the team in analyzing portfolios and presenting investment solutions tailored to clients’ individual portfolios. Finally, Evan co-heads the team's comprehensive financial planning process, reviewing such topics as retirement planning, asset allocation, investment management and insurance needs.

Credentials that build confidence
A CERTIFIED FINANCIAL PLANNER™ professional, Evan holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He has completed the UBS Wealth Management Education Program and maintains his Series 7, 31 and 66 securities licenses along with New York State life and health insurance licenses. Evan received his B.S. from The Kelley School of Business at Indiana University.

Outside of UBS
Evan lives with his wife, Meredith, and their two children Belle and Jonah. He enjoys yoga, running, and supporting local live music. Evan is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Insight grounded in experience
Like so many members of the Katz Wealth Management team, Ryan has multiple specialties. He serves as the team's lead Portfolio Analyst, responsible for performing extensive reviews of clients’ investment portfolios and helping to develop customized solutions to align their portfolios with their financial plans. Ryan also oversees trading for all equities, exchange traded funds, mutual funds and options. Lastly, he heads the team's institutional money manager and investment solution due diligence process.

Credentials that build confidence
Ryan joined Katz Wealth Management in 2005 and is a CERTIFIED FINANCIAL PLANNER™ trained in personal financial planning, retirement planning and estate planning strategies. He maintains his New York State life and health insurance licenses along with his Series 7 and 66 securities licenses.

Ryan received his B.A. in finance from The College of Business Administration at Fordham University and his M.B.A. from Fordham Graduate Business School.

Outside of UBS
Ryan enjoys live music and the great outdoors and is an active participant in the UBS Community Affairs & Corporate Responsibility program. In his free time, he is also a volunteer and mentor in various New York Cares programs.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Insight grounded in experience
Tommy, a Katz Wealth Management team member since 2007, co-heads the team's comprehensive financial planning process along with overseeing all insurance planning for clients, an integral part of the team's trademark careful planning process. Tommy analyzes client's insurance needs, reviews existing policies, and makes sure that clients have the right coverage via such solutions as long-term care, life insurance, and annuities. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities.

Credentials that build confidence
As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York. Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut.

Outside of UBS
Tommy lives in New York with his wife, Tara, and their son, Thanasi. He enjoys traveling and spending time with family and friends. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Before joining UBS Financial Services in 2005, Kenji spent 10 years travelling the globe gaining professional industry experience working with Fortune 500 companies on complex business management, transformation, and reengineering efforts. He incorporates this expertise today, as he specializes in corporate retirement benefits and business transition planning as a Partner of Katz Wealth Management.

As a Chartered Retirement Plan Specialist (CRPS®) and Senior Retirement Plan Consultant (SRPC), Kenji has received extensive training in corporate retirement plan solutions, design, and implementation. He is a designated retirement consultant and focuses on pursuing clients’ stated objectives in developing retirement plans (i.e. 401(k), 403(b), defined-benefit, cash-balance, and executive benefit programs through the use of nonqualified deferred compensation plans). As an Endowment & Foundation Consultant (EFC), Kenji understands the distinct dynamics of advising non-profit clients on fiduciary/risk management and investment advisory services.

In addition, as a Certified Exit Planning Advisor (CEPA®), he collaborates with clients on business exit planning – helping business owners seamlessly transition out of their business, on their own terms, while reflecting their financial goals.

Backed by a team of 17 specialized investment professionals, we have the resources to provide clients with the highest caliber of service and advice.

Credentials that build confidence Kenji received his B.S.B.A. from Ohio State University and maintains his Series 7 and 66 securities licenses as well as his life and health insurance license.

Outside of UBS Kenji lives in New York City with his wife, Emily, and their two children, Eva and Daniel. Kenji is a board member of a culinary foundation in New York, an active member of the Asian-American community, and a competitive triathlete. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY

Ryan joined Katz Wealth Management in 2018, providing financial education and market strategies for the team's music, entertainment, sports, and millennial client base. He maintains his Series 7 and 66 securities licenses as well as his New York State life and health insurance licenses. Ryan is a member of the UBS Young Professionals Network (YPN) and has hosted/moderated speaking engagements for the 750+ member group. 

Ryan graduated from the University of Wisconsin-Madison, where he studied personal finance and entrepreneurship. Ryan is also an active participant in the UBS Community Affairs & Corporate Responsibility program, The Junior Associates of the Museum of Modern Art, and enjoys playing guitar and attending New York sporting events in his spare time.

Registered States:
CA, CT, FL, GA, IL, NJ, NV, NY

Insight grounded in experience

Mike, who joined Katz Wealth Management in 2015, serves as the teams Sr. Research Analyst.  As a Chartered Financial Analyst charter holder (CFA®), Mike leads the market and security specific research efforts for the team as well as the alternative investment and institutional money manager due diligence process.  He works in concert with the team's Sr. Portfolio Analyst in developing customized solutions for client portfolios in order to meet their specific needs.  Mike assists Jason as Sr. Portfolio Manager in the security selection of our team's managed equity strategies and is responsible for the ongoing monitoring of exchange traded fund and mutual fund portfolios.

Credentials that build confidence

Mike received his B.A. from Rutgers University, where he studied economics and psychology. Mike also is an active member of the CFA Society of New York. The CFA designation requires passing three rigorous examinations covering investment analysis topics such as equity analysis, portfolio management and alternative investments. He maintains his Series 7, and 66 securities license.

Outside of UBS

Mike resides in Manhattan, and in his spare time he enjoys traveling, working out and playing golf. Mike actively participates in the UBS Community Affairs & Corporate Responsibility program, participating in programs such as SuitUp and Good Shepherd Services.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Zach joined UBS in 2002 and serves as a Client Service Associate, working closely with clients to prepare account reviews, portfolio proposals, and trading.

Zach received his B.A. in political science from SUNY Albany, with minors in both business and Spanish, and holds Series 7 and 63 securities licenses. In his spare time, enjoys sailing and any type of exercise.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Josh joined Katz Wealth Management in 2017 as a Client Service Associate. He assists in all client service and operational responsibilities for the team, including preparation of statements, portfolio reviews, and tax documents. He recently completed his Series 7 and 66 securities licenses.

Josh received his B.A. in English from Duke University where he was also a nationally ranked Division I tennis player. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VT, WA, WI

Sean became a part of Katz Wealth Management in 2017, when he joined the team as a Client Service Associate. He works on all areas of client service, providing clients with account-related details and preparing statements, portfolio reviews, and tax documents. Sean maintains his Series 7 and 66 securities licenses, along with his CERTIFIED FINANCIAL PLANNER™ designation.

Sean earned his B.A. in Economics from the College of the Holy Cross in 2016, where he was a member of the club golf team, the club lacrosse team, and a cellist in the chamber orchestra. Beyond his professional role at UBS, Sean serves on the Saint Ignatius School Young Professionals Board and remains an active alumni volunteer for Notre Dame High School.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Kate is responsible for organizing client meetings and events, along with providing clients with account related services and documents. Kathryn graduated from Iona College with a B.A. in Mass Communications & Media Studies this past December. After completing a successful internship with UBS from 2017 through 2019, Kate launched her career with Katz Wealth Management. 

Marc, co-founder of The Synergy Group, is a Senior Vice President and Senior Portfolio Manager. Marc’s focus has always been to be his client’s primary source of financial advice and to provide quality investment services and appropriate estate planning strategies. 

Marc has over four decades of experience managing individual and institutional assets. He is a member of the New York State Bar Association and a member of the Bar of the United States District Court for the Southern and Eastern District of New York.

Marc obtained his Bachelors degree in political science from Hofstra University. Marc and his wife, Ilana, split their time between Manhattan and Old Chatham, NY. Their son Bradford and his family live in Manhattan.

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, MA, MD, ME, MN, NC, NH, NJ, NM, NY, OH, OR, PA, RI, TX, VA, VT, WA, WI

Registered States:
AK, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, MA, MD, ME, MI, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, TN, TX, VA, VT, WA, WI

Insight grounded in experience
Julie specializes in insurance and annuity strategies for the Katz Wealth Management team. With over three decades of experience in the financial services industry, she understands the importance of providing clients with a clear path to the future and works closely with them to understand their long-term needs.

Credentials that build confidence
Julie maintains her Series 7 and 63 securities licenses, as well as her life and health insurance licenses, and can incorporate life insurance into clients’ financial plans where appropriate. She has also been recognized as a UBS Directors Club Member, Julie lives in San Angelo, TX, with her husband, Michael, an accomplished performing musician. For the last thirty years, she has volunteered in soup kitchens across the United States, including New York City, Chicago, California and Texas.

Registered States:
AL, AR, AZ, CA, CO, CT, FL, GA, LA, MA, MO, NC, NJ, NM, NY, OK, OR, PA, TN, TX, WA

Rose joined UBS in 1985 and is a Certified Financial Planner™ professional based in The Hamptons and NYC. She has experience offering personalized goal oriented financial planning for individuals, artists and entrepreneurs through all market cycles.

Rose was awarded Forbes Best-in-State Wealth Advisors in New York for 2019 and 2020. Rose is committed to making a difference in her clients' lives, and in the lives of her UBS colleagues. Her team spirit, dedication and tireless work ethic have been recognized with the UBS Aspire award, which is presented each quarter to UBS employees who demonstrate the core principles of the firm - integrity, collaboration and challenge. Rose also received the East End Women's Network, Women of the Year in 2016, which is awarded to female business leaders on the East End of Long Island who show good character and leadership in both their professional life and in the community.

Rose grew up in Connecticut and Long Island. She has a B.A. from Albertus Magnus College and a MFA in creative writing from Stonybrook University. Rose has four children and three grandchildren and she lives in Southampton with her husband John and their four dogs.

Rose is a community leader and has served on many boards, including Southampton Hospital, Southampton Rotary, The Retreat and is a business member of the Parrish Art Museum in Southampton. With her husband, John, she established the Have A Heart Community Trust - a highly regarded charity on the eastern end of Long Island. In her spare time she enjoys working out, traveling and studying millinery at FIT in NYC.

Registered States:
CA, CT, FL, IN, KS, MA, MD, ME, MI, NC, NH, NJ, NM, NY, PA, RI, SC, VA, VT, WI, WV

Registered States:
CA, CO, CT, FL, GA, KS, MA, MD, MI, MN, NC, NH, NJ, NM, NY, OR, PA, RI, SC, TN, VA, VT, WA, WI

Gloria joined UBS in 2018 and is a Wealth Strategy Associate assisting clients with their personal financial planning. Gloria focuses on Socially Responsible Investing and using environmental, social and governance (ESG) research when investing. She also concentrates on financial education initiates for the team's female and next-generation client base. 

Gloria holds her FINRA Series 7 and 66. Gloria graduated from New York University's Tisch School of the Arts, where she studied Film & TV and minored in business. Prior to joining UBS, she worked  as a casting producer and editor for various reality TV shows. Growing up the daughter of two UBS financial advisors, she developed a passion for educating and helping other with financial literacy.

Gloria lives between New York City and Southampton and is an active member of both communities. She is a member of the MoMA Junior Associates in NYC,  a business member of the Parrish Art Museum in Southampton and is on the Southampton Village Business Revitalization committee. In her free time she enjoys skiing around the world and working out.

Registered States:
CO, FL, MA, NJ, NY, VA, VT