Insight grounded in experience
An industry veteran since 1992, Jason is the senior member and founder of Katz Wealth Management and a UBS Managing Director, a title reserved for a handful of business leaders around the globe.

As a Senior Portfolio Manager, Jason oversees several customized equity, exchange traded funds, and institutional mutual fund models. He also has extensive experience in selecting and monitoring top institutional money managers, hedge funds and private equity funds for clients. He holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. And, as one of UBS’s elite Private Wealth Advisors, Jason has completed comprehensive training in financial planning, asset management and wealth transfer strategies.

Credentials that build confidence
Jason has received numerous accolades from prominent publications, including Barron’s Top 100 Advisors in New York; Barron’s Top 1,200 Financial Advisors; The Financial Times 400 Top Financial Advisers; Forbes America’s Top 100 Wealth Advisors; and Forbes Best-In-State Wealth Advisors. Jason is also a frequent media contributor on a variety of subjects regarding personal wealth management, entertainment and sports wealth planning, financial markets, and portfolio strategies. He is a frequent guest speaker on CNBC, Bloomberg TV, Fox Business News, Yahoo! Finance and interviews with him have appeared in numerous print and online publications, including Bloomberg, CBS News Money Watch, Worth, The Financial Times, Investment News, MarketWatch, The New York Times, The Wall Street Journal, and The Washington Post.

From 2013 to 2015, Jason was a member of the UBS Financial Advisor Advisory Council, a select group chosen to represent the entire population of UBS Financial Advisors in order to shape the firm’s wealth management strategies. He is a UBS Pinnacle Council member, a designation reserved for the firm’s most accomplished advisors, and has completed both the UBS Wealth Management Education and Portfolio Management programs and maintains his Series 7, 31, 63 and 65 securities licenses as well as the New York State life and health insurance licenses.

Outside of UBS

Jason received his B.A. in finance from Boston University. He lives on Long Island with his wife, Amy, and their three children: Brittney, Amanda and Benjamin. Jason is an avid golfer, tennis player and swimmer who has completed multiple triathlons. He is also an active leader in his community as the JCC Special Needs Basketball Clinic Chairman, Roslyn Travel and Booster Basketball Head Coach, American Corporate Partners Veteran Mentor and a member of the Roslyn JCC Sports Advisory Council.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY

Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management.  In the 19 years prior, he was President and CEO of a national manufacturing and distribution firm that was named the 1997 Arkansas Business of the Year by Arkansas Business Publishing Group.

A graduate of Phillips Exeter Academy, Hardy earned his bachelor of science in management science from Duke University and his master of business administratin at the University of Arkansas at Little Rock.  In addition, Hardy completed The Presidents' Seminar training program through Harvard Business School. 

Since 1995, Hardy has been a member of the world's premier peer network of chief executives and business leaders, the Young Presidents' Organization.  A member of YPO Gold (formerly the World Presidents' Organization) since 2008, he currently serves as the Chair of the Arkansas Chapter. 

In recognition of his performance at the firm, he is a member of UBS's Pinnancle Council. 

Professional recognition

• Barron's Top 1,200 Financial Advisors 2014, 2015, 2017, 2018, 2019
• Forbes Best-In-State Wealth Advisors 2018 (ranked #1 in Arkansas), 2019
• Barron's #1 Financial Adviser in Arkansas 2016
• Financial Times' Top 400 Financial Advisers 2016 (the only Arkansas-based adviser on the list)
• Certified Financial Planner^TM (CFP^®)
• Certified Investment Management Analyst^® (CIMA^®)
• Chartered Life Underwriter^® (CLU^®)
• Chartered Financial Consultant^® (ChFC^®)
• Certified Fund Specialist^® (CFS^®)
• Retirement Income Certified Professional^® (RICP^®) 
• Certified Exit Planning Advisor® (CEPA^®) 

Registered States:
AL, AR, CA, CO, CT, DC, DE, FL, GA, ID, IL, LA, MN, MO, MS, NC, NJ, NY, TN, TX, UT, WA, WV

Insight grounded in experience
Alex has been a key member of Katz Wealth Management for nearly two decades, overseeing all of the team’s fixed income strategies and lending solutions. He works closely with clients to manage their bond portfolios, utilizing municipal, government and corporate fixed income as well as short-term cash alternatives. In addition, Alex advises clients on UBS borrowing capabilities, such as securities-backed lines of credit. Lastly, he focuses on corporate and executive services, helping those who must comply with Rule 144, restricted stock/options and 10b5-1 requirements.

Credentials that build confidence
Credentials that build confidence
Alex is a CERTIFIED FINANCIAL PLANNER™ professional and is trained in personal financial planning, retirement planning and estate planning strategies. He also holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. Alex maintains his Certified Exit Planning Advisor® designation, along with his Series 7, 31, 63, 66 and New York State life and health insurance licenses. He received his B.A. in business from Adelphi University.

Outside of UBS
Alex enjoys spending time with his family—his wife, Michelle, and their three children, Alexander, Christopher and Elizabeth. He is an active participant in the UBS Community Affairs & Corporate Responsibility program and enjoys tennis, music and spending time with his family.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Evan has served in a variety of roles since joining the team in 2004. Today he partners with Jason on the essential area of client outreach. Together they proactively contact clients to review portfolio strategy, account performance, and market updates. Evan also collaborates with the team in analyzing portfolios and presenting investment solutions tailored to clients’ individual portfolios. Finally, Evan co-heads the team's comprehensive financial planning process, reviewing such topics as retirement planning, asset allocation, investment management and insurance needs.

Credentials that build confidence
A CERTIFIED FINANCIAL PLANNER™ professional, Evan holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He has completed the UBS Wealth Management Education Program and maintains his Series 7, 31 and 66 securities licenses along with New York State life and health insurance licenses. Evan received his B.S. from The Kelley School of Business at Indiana University.

Outside of UBS
Evan lives with his wife, Meredith, and enjoys yoga, running, and supporting local live music. Evan is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Insight grounded in experience
Like so many members of the Katz Wealth Management team, Ryan has multiple specialties. He serves as the team's lead Portfolio Analyst, responsible for performing extensive reviews of clients’ investment portfolios and helping to develop customized solutions to align their portfolios with their financial plans. Ryan also oversees trading for all equities, exchange traded funds, mutual funds and options. Lastly, he heads the team's institutional money manager and investment solution due diligence process.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Insight grounded in experience
Tommy, a Katz Wealth Management team member since 2007, co-heads the team's comprehensive financial planning process along with overseeing all insurance planning for clients, an integral part of the team's trademark careful planning process. Tommy analyzes client's insurance needs, reviews existing policies, and makes sure that clients have the right coverage via such solutions as long-term care, life insurance, and annuities. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities.

Credentials that build confidence
As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York. Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut, where he played Division I volleyball.

Outside of UBS
Tommy enjoys traveling and spending time with family and friends, and is an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Before joining UBS Financial Services in 2005, Kenji spent 10 years travelling the globe gaining professional industry experience working with Fortune 500 companies on complex business management, transformation, and reengineering efforts. He incorporates this expertise today, as he specializes in corporate retirement benefits and business transition planning as a Partner of Katz Wealth Management.

As a Chartered Retirement Plan Specialist (CRPS®) and Senior Retirement Plan Consultant (SRPC), Kenji has received extensive training in corporate retirement plan solutions, design, and implementation. He is a designated retirement consultant and focuses on pursuing clients’ stated objectives in developing retirement plans (i.e. 401(k), 403(b), defined-benefit, cash-balance, and executive benefit programs through the use of nonqualified deferred compensation plans). As an Endowment & Foundation Consultant (EFC), Kenji understands the distinct dynamics of advising non-profit clients on fiduciary/risk management and investment advisory services.

In addition, as a Certified Exit Planning Advisor (CEPA®), he collaborates with clients on business exit planning – helping business owners seamlessly transition out of their business, on their own terms, while reflecting their financial goals.

Backed by a team of 17 specialized investment professionals, we have the resources to provide clients with the highest caliber of service and advice.

Credentials that build confidence Kenji received his B.S.B.A. from Ohio State University and maintains his Series 7 and 66 securities licenses as well as his life and health insurance license.

Outside of UBS Kenji lives in New York City with his wife, Emily, and their two children, Eva and Daniel. Kenji is a board member of a culinary foundation in New York, an active member of the Asian-American community, and a competitive triathlete. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY

Ryan joined Katz Wealth Management in 2018, as a Client Service Associate providing financial education and market strategies for the team's music, entertainment, sports, and millennial client base. He maintains his Series 7 and 66 securities licenses as well as his New York State life and health insurance licenses.

Ryan graduated from the University of Wisconsin-Madison, where he studied personal finance and entrepreneurship. Ryan is also an active participant in the UBS Community Affairs & Corporate Responsibility program, The Junior Associates of the Museum of Modern Art, and enjoys playing guitar and attending New York sporting events in his spare time.

Registered States:
CA, CT, FL, GA, IL, NJ, NV, NY

Insight grounded in experience
Mike, who joined Katz Wealth Management in 2015, serves as the teams Sr. Research Analyst.  As a Chartered Financial Analyst charter holder (CFA®), Mike leads the market and security specific research efforts for the team as well as the alternative investment and institutional money manager due diligence process.  He works in concert with the team's Sr. Portfolio Analyst in developing customized solutions for client portfolios in order to meet their specific needs.  Mike assists Jason as Sr. Portfolio Manager in the security selection of our team's managed equity strategies and is responsible for the ongoing monitoring of exchange traded fund and mutual fund portfolios.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI

Josh joined Katz Wealth Management in 2017 as a Client Service Associate. He assists in all client service and operational responsibilities for the team, including preparation of statements, portfolio reviews, and tax documents. He recently completed his Series 7 and 66 securities licenses.

Josh received his B.A. in English from Duke University where he was also a nationally ranked Division I tennis player. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VT, WA, WI

Sean became a part of Katz Wealth Management in 2017, when he joined the team as a Client Service Associate. He works on all areas of client service, providing clients with account-related details and preparing statements, portfolio reviews, and tax documents. Sean maintains his Series 7 and 66 securities licenses.

Sean earned his B.A. in Economics from the College of the Holy Cross in 2016, where he was a member of the club golf team, the club lacrosse team, and a cellist in the chamber orchestra. Beyond his professional role at UBS, Sean serves on the Saint Ignatius School Young Professionals Board and remains an active alumni volunteer for Notre Dame High School.

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Kate is responsible for organizing client meetings and events, along with providing clients with account related services and documents. Kathryn graduated from Iona College with a B.A. in Mass Communications & Media Studies this past December. After completing a successful internship with UBS from 2017 through 2019, Kate launched her career with Katz Wealth Management.