Stephen Fish is a Managing Director at UBS. He began his career on Wall Street at Morgan Guaranty Trust Company and Brown Brothers, Harriman & Company. After more than twenty successful years at Hilliard Lyons, Stephen moved to UBS Financial Services, Inc. to further enhance his client's experiences and access more sophisticated trading capabilities.  Stephen has over thirty years of investment experience in all financial markets and advises his clients through discretionary investment management.

Stephen is a graduate of The Johns Hopkins University with a B.S. with concentrations in Economics and Philosophy. He also attended the MBA program at the Stern Graduate School of Business at New York University. At Hilliard Lyons he earned the designation Chartered Wealth Advisor (CWA) in 2003, after completing an extensive program concerning various aspects of wealth management. He maintains several Financial Industry Regulatory Authority licenses, including the Series 7, 24, 63 & 65. 

Stephen has been recognized as an industry leader:

• Fortune 2017, 2018, 2019, 2020
• Forbes Best-In-State Wealth Advisors, 2018, 2019, 2020
• Barron's Top 1,200 Financial Advisors, 2017, 2018, 2019, 2020
• Barron's Top 1,000 Financial Advisors, 2012, 2013
• Financial Times Top 400 Financial Advisers, 2013, 2017, 2018, 2019, 2020

Registered States:
AR, AZ, CA, CT, DC, FL, GA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

Jeanie joined UBS in 1995 as a Senior Registered Client Service Associate and joined Stephen Fish's team in June 2019.  In this role she serves the administrative and operational needs of our clients and team.  Jeanie enjoys getting to know our clients and providing excellent customer service.  She has been in the financial services industry for over 30 years. 

Jeanie is a Cincinnati native.  She enjoys gardening and spending time with her grandchildren.

Registered States:
CA, CO, CT, DE, FL, GA, IL, KY, MA, MI, MN, MS, MT, NY, OH, PA, TX, WA, WV

Alan joined UBS in 2019 as a Client Service Associate. He is an expert in the administrative and operational needs of our clients and team. He understands and energetically answers clients' questions and concerns in a timely manner.

Alan graduated from Wright State University with a degree in Finance. He was a member of the Wright State men's basketball team for four years. In his free time, he enjoys mentoring and coaching young athletes, and spending time with family and friends. He currently holds the Series 7 and 66 licenses.

Registered States:
AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

Kristin joined UBS in 2017 as a Registered Client Service Associate. She serves as the execution specialist on our team and is responsible for executing trades and monitoring trading activity on a daily basis. Kristin started her financial career at Fidelity Investments where she earned her Series 7 and 63 licenses. While at Fidelity she worked as a Financial Representative and a Portfolio Service Representative. 

She is a Cincinnati native who graduated from the University of Cincinnati with a degree in Marketing. She enjoys traveling, watching sports and hanging out with friends in her free time.

Registered States:
AR, AZ, CA, CT, DC, FL, GA, IA, ID, IL, IN, KY, MA, MD, ME, MI, MO, MS, MT, NC, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV