As Senior VP-Investments, Sue has her Series 7, 8, 63 & 65 licenses and she is insurance licensed. She has her BS in Finance from the Univ. of AL & began her career at Compass Bank in Birmingham. In 1987 she moved to CA & joined PaineWebber where she has been a Financial Advisor & Branch Manager. Sue continues to be a trusted advisor to her clients on both a business and personal level. Community involvement includes executive positions on the Riverside Philharmonic Guild & Board, Riverside Art Alliance, YWCA, and the Institute of Mgmt Accountants. Sue enjoys cooking, gardening, reading, and travel.

Registered States:
AK, AL, AR, AZ, CA, CO, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NE, NJ, NM, NV, OH, OK, OR, PA, SC, SD, TX, UT, VA, WA

Michael became a Financial Advisor in 1998, following a successful senior management career spanning 20 years at Boeing, McDonnell Douglas, and US Steel. His extensive corporate background provides a perspective on professional, business owner, and retirement wealth planning needs. As a Vice President–Investments at UBS, he is Series 7, 63, 65 and Insurance licensed. Michael earned a M.B.A. at the University of Alabama and a M.ED. and B.S. from the University of Pittsburgh. Past and present community activities include Rotary, arts, and local charities in the Corona-Riverside area.

Registered States:
AK, AL, AR, AZ, CA, CO, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NE, NJ, NM, NV, OH, OK, OR, PA, SC, SD, TX, UT, VA, WA

After earning a B.A. from University of California (Riverside), Scott joined UBS in 2003 as a Financial Advisor and then became the Branch Manager in 2009. Scott currently holds series 3, 7, 9, 10, 66, California Insurance licensed and holds the Chartered Retirement Planning Counselor designation. Scott decided to work in the financial industry to help clients achieve their goals through customized portfolios, estate planning, and wealth transfer strategies. Scott currently resides in Rancho Cucamonga with wife and their three children. In his free time he enjoys playing racquetball, golfing, cooking, traveling, hiking and participating in various activities with his kids.

Registered States:
AK, AL, AR, AZ, CA, CO, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TX, UT, VA, WA

Registered States:
AK, AL, AR, AZ, CA, CO, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA

Registered States:
CA