Experience Makes all the difference

Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.

Eric B. Soos, CIMA®, CRPS®

Managing Director - Wealth Management
Financial Advisor
Portfolio Manager
Institutional Consultant, UBS Institutional Consulting
Senior Retirement Plan Consultant
973-360-4201

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Eric B. Soos is a Portfolio Manager, Institutional Consultant and Senior Retirement Specialist within the UBS Institutional Consulting Group. This designation is held by a select group of the senior consultants at the firm with extensive experience working with high net worth clientele & institutions.

With over two decades of investment consulting experience Eric has worked primarily with non-profits, foundations, endowments, retirement plans and high net worth families to assist in their investment planning. Eric's primary focus is in asset allocation, manager due diligence and portfolio construction. He earned the Certified Investment Management Analyst (CIMA®) designation, administered by the Investment Management Consultants Association through The Wharton School at the University of Pennsylvania.  He also holds the Chartered Retirement Plans Specialist (CRPS®) title which focuses on defined contribution and defined benefit consulting, assisting plan sponsors with investment option selection and monitoring to fulfill their fiduciary obligations to their plans.

Eric attended Duquesne University in Pittsburgh, PA where he earned his Bachelor of Arts degree. He also holds the Series 7 (General Securities Representative Exam), Series 63 (Uniform Securities Agent State Law Exam) and Series 65 (Uniform Investment Advisor Law Exam) licenses, in addition to being a registered life insurance agent. Prior to joining UBS in 2015, Eric spent 21 years at Oppenheimer & Co. Inc. and its' predecessor firms where he was consistently ranked among the firm's top advisors.

Eric, along with his wife Carol and three children, live in Chatham, NJ. In his spare time he enjoys flying, skiing and golf.


Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, ME, MI, NC, NJ, NV, NY, PA, RI, TN, TX, VA, VI, VT, WA, WI, WV


Steven Thomas Horky, AAMS®, CRPS®

First Vice President - Wealth Management
Financial Advisor
Chartered Retirement Plans Specialist (CRPS®)
Senior Retirement Plan Consultant
973-360-4301

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Steven T. Horky is a Vice President and Senior Retirement Plan Specialist within the SH Wealth Management Group at UBS providing comprehensive Wealth Management services to high net worth private investors, corporations and institutions.

With over 15 years of Investment Consulting experience at UBS, Oppenheimer and AG Edwards & Sons, Steven holds the Accredited Asset Management Specialist (AAMS) designation through the College of Financial Planning and assists his client's in developing detailed investment allocation strategies with a goal on maximizing retirement income. He also has earned the Chartered Retirement Plans Specialist (CRPS) designation through the firm allowing his group to deliver in depth retirement plan consulting to Defined Contribution and Defined Benefit plans helping them satisfy their fiduciary obligations.  He also holds the Series 7 (General Securities Representative Exam), Series 63 (Uniform Securities Agent State Law Exam), Series 65 (Uniform Investment Adviser Law Exam), Series 31 (Managed Futures Exam) and is a registered Life & Health insurance agent as well. 

Steven graduated from Villanova University in 1998 with a Bachelor of Science in Business Administration. He and his wife reside in Denville, NJ with their two sons and for recreation they enjoy golfing and boating.

 


Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, ME, MI, NC, NJ, NV, NY, PA, RI, TN, TX, VA, VI, VT, WA, WI, WV


John S. McLaughlin

Wealth Strategy Associate
973-360-4324

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John is a Wealth Strategy Associate with the SH Wealth Management Group at UBS. He aids the team in developing and implementing personal financial plans for clients, portfolio management, investment research & analysis, and operational duties.

He holds the Series 7 (General Securities Representative Exam), Series 66 (Uniform Combined State Law Exam), and is a registered Life, Accident and Health insurance agent.

John attended Delbarton High School in Morristown, New Jersey. In 2018, he graduated from Union College in Schenectady, New York with a Bachelor of Arts in Managerial Economics. In his free time, he enjoys playing baseball, golfing and going to the beach.


Registered States:
AL, CA, CT, FL, IL, IN, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI


Anna M. Jackson

Client Service Associate
973-360-4255

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