Charlotte has been in the financial services industry for more than three decades. She was the first woman stockbroker hired by J. C. Bradford & Co., then the largest regional brokerage firm in the South, in their Nashville office. She subsequently became a Partner, where she remained until the firm was sold to Paine Webber, and then to UBS Financial Services. She has been recognized consistently as one of the firm’s top financial advisors, having been on the Senior Advisory Council and a member of the Pacesetter’s Club. She is well-known in the Nashville investment community, having written an investment column in the Nashville Banner, one of the two daily newspapers, for almost 20 years, as well as in other publications in Nashville and Sanibel Island, Florida. She has also appeared on numerous television and radio shows.

As a compassionate and relationship-oriented partner, Charlotte strives to understand everything she can about her clients’ lives and goals so she can provide them with the best solutions and strategies for their needs. She believes that open and honest communication, even in tough situations, is critical to long-term success. Charlotte also challenges herself and her team to continually gain more skills and knowledge. She believes that ongoing education is key to providing clients with the best possible insights and advice.

Outside of UBS, Charlotte and her team are passionate believers in giving back to the local community. She and the team support several organizations including Williamson County Animal Center, Belmont Mansion, Studio Tenn, a professional theater group, The Salvation Army, and Rocketown, which helps mentor at-risk teens. Charlotte graduated from Belmont University and was selected to be their first Alumni of the Year when they started that program. Charlotte has served on a number of boards including those of Belmont University Massey School of Business, the Nashville Symphony Guild, Rocketown, Studio Tenn, Community Concerts, and the Fannie Battle Day Home. In addition to Board Positions, Charlotte has chaired numerous Events for Fund Raising, most recently with Rocketown's Auction, Studio Tenn's One Night Only and their Auction which she help start 5 years ago. Lifelong animal lovers, she and her husband, Michael, raise alpacas on their farm, High Meadow, in Leipers Fork, which, at one time, was the largest alpaca farm in the South; and Charlotte served on the Southeastern Alpaca Association Board for eight years. Their extended farm family includes several cats, dogs, horses, donkeys, ducks, geese, swans and other animals in need of a good and loving home.

Registered States:
AK, AL, AR, CA, CO, DC, FL, GA, IL, IN, KY, LA, MD, MI, MO, MS, MT, NC, NE, NV, NY, OH, OR, SC, TN, TX, VA, WA, WI, WV

Robert began his financial services career with Morgan Stanley in Nashville, TN before joining UBS as Vice President – Investments in its Franklin, TN office. In addition to earning his Certified Financial Planner certification, Robert received a Bachelors in Engineering from Auburn University and a Masters of Administrative Science from the University of Alabama – Huntsville. Robert's well-rounded education and financial qualifications are foundations for his ability to thrive in the financial services world. His heart for relationships and passion for this industry has served him well in his dealings with clients. Robert has also served as a board member and officer for many organizations including the Nashville Symphony, Nashville Sports Council, Brentwood Kiwanis Club, Telephone Pioneers, American Cancer Society, and Brentwood United Methodist Church. Robert and his wife, Shirley, live in Brentwood, TN, where they have raised three children. In his spare time, Robert enjoys playing guitar, solving math puzzles and following college sports.

Registered States:
AL, AR, CA, CO, DC, FL, GA, IL, IN, KY, LA, MD, MI, MN, MS, MT, NC, NE, NH, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI, WV, WY

Jim began his financial services career with Morgan Stanley. It was there that he earned the designation of Retirement Planning Specialist, equipping him to handle the financial future of a growing clientele. He recently achieved the prestigious designation of Wealth Advisor, which uniquely qualifies him to cater to the specific needs of high net worth clients, their families, and their businesses. Jim is a native of Nashville, TN, even receiving a Bachelor of Science degree in Business from the Middle Tennessee State University. Upon graduation, he worked in several sectors including owning and operating two businesses: an international sales and marketing firm, as well as a consulting firm based on the Americans with Disabilities Act. Jim's heart and passion for the well-being of those he works with and for makes him an ideal collaborator. Jim also is a passionate believer in giving back to the community that raised him. He supports several charitable organizations including his home church of Brentwood Baptist Church. He also serves on the board of the Tennessee Wildlife Federation. An avid outdoorsman, Jim enjoys spending time outside with his loving wife Tammy and beautiful daughter Vivian.

Registered States:
AL, AR, CA, CO, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MS, MT, NC, NE, NH, NM, NV, NY, OH, OR, SC, TN, TX, UT, VA, WA, WI, WV, WY

Kay has been in the financial services industry for over 30 years, starting with J. C. Bradford & Co, where she specialized in Retirement Services. When J. C. Bradford & Co was sold, she moved first to Wachovia Securities and then AmSouth Bank in positions of Operations Manager, Compliance Manager, and Branch Manager.  She served on Wachovia’s Branch Advisory Council, receiving their Recognition of Excellence Award.   Kay’s position of Wealth Strategy Associate with The Legacy Group, at UBS,  brings this wealth of experience to help the day to day operations of the team and to help with the service needs of their clients. 

Outside of work, Kay supports and welcomes the opportunity to spend any time available with her son, who just graduated from Naval Officer’s School. She likes to spend time with friends and travel. 

Registered States:
TN